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Bringle Excellence

Audit Planning

Mumbai, MH, IN · On-site · Full-time

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About the role

AuditingCompliance
Bringle Academy www.bringleacademy.com Job Description:  The Audit Supervisor oversees audit staff during audits and control consulting engagements that evaluate corporate management and operating practices. - Oversees audit planning, field work, and audit reporting; prepares reports, and communicates findings and recommendations to line and senior management. - Review automated audit work papers prepared by the audit staff to ensure sound audit theory and compliance with the department's methodology. - Responsible for the daily supervision of audit staff and responsible for the development of audit staff and the completion of performance evaluations. - Ensures that reviews are completed in compliance with the Corporate Audit Department and Institute of Internal Auditor standards.Requirements: - Financial Service industry experience to include; Asset Management, Mutual Funds, Institutional Investment, Private Wealth Management, Custody, Treasury, Global Securities Services, Foreign Exchange, Securities Lending, Investment Manager Solutions, Capital Markets, Corporate, Trading, Derivatives, and Compliance - Audit experience in public accounting or internal audit - Professional audit certifications preferred (CPA or CIA is a plus) - Five (5) plus years of audit experience in public accounting or internal audit - BS Degree (required) - Demonstrated technical abilities in select areas (audit, accounting, regulatory, compliance, etc.) - Good analytical, interpersonal, time management, research, and communications skills - Must be able to effectively work with new and changing situations including new industry regulations; where there may not always be a readily apparent solution - Must be able to view controls issues and concerns from the perspective of the Audit Committee and Senior Management - Must be capable of presenting results to senior management All your information will be kept confidential according to EEO guidelines.