KYC/AML Analyst_Sanction Screening L4 (7.1-9 years)

Responsibilities Diligently carry out the 2LoD role in the account recertification and account opening process: - Reviewing client profiles to ensure conformity to internal BNPP and HK/SG regulatory requirements on Anti Money Laundering /Countering Financing of Terrorism /Customer Due Diligence standards, producing client risk assessments, due diligence analysis and assigning an appropriate risk rating - Assisting with the preparation and presentation of existing client relationships to SG/HK risk committee with the objective of obtaining business & compliance management approval to start/maintain the relationship with the client - Review client transactions for the period under review and flag out any suspicious transactions with regard to unknown 3rd parties; commercial nature etc. - Provide advisory support to the business with regard to resolving newly identified adverse media, link to sanction countries related issues, identifying potential Politically Exposed Persons etc - To provide advisory to Business on KYC and Financial Security matters. - To investigate, analyze, prepare memo, and ensure required protocol is followed through for cases with KYC/AML/FS concerns. - Perform risk assessment and make decisions with regards to unblocking of accounts - Conducting investigations and assist in the filing of suspicious transaction reports (STRs) as appropriate - To assist with internal audits, regulatory inspection and investigations · Be familiar with relevant MAS and HKMA requirements. - To proactively identify potential gaps in the current processes/policies against regulatory requirements - To work with Onshore Compliance on derogations and other policies-related matters. - Collaborate with the larger compliance community, e.g. APAC Financial Security AML Advisory team. - To provide administrative support such as tracking of file status, updating of bankruptcy lists. - Perform any ad-hoc duties assigned by supervisor, including KYC in relation to client account closure - KYC review of bank counterparties, review of bank reference letters, review of client investment profile questionnaires Technical & Behavioral Competencies - A team player with good relationship management and people skills - Able to work independently, perform under pressure with tight deadlines and multitasks. - A good knowledge of compliance framework with strong analytical skill. - Have strong written and communication skills. - Strong presentation skill - Microsoft Outlook, MS Excel, Word and PowerPoint Specific Qualifications: - University graduate Minimum 5 years of KYC/FS Compliance experience in Wealth Management/Private Bank with HK and SG exposure - Organized and meticulous