Senior Compliance Executive

Role Purpose To support the MLRO and Compliance Function in ensuring the Company maintains an effective AML/CFT/CPF and regulatory compliance framework, while acting as DMLRO and assuming MLRO responsibilities in their absence. Key Responsibilities - Assist in the development, implementation, and maintenance of compliance and AML/CFT policies, procedures, and controls. - Act as DMLRO and support the MLRO in fulfilling regulatory and reporting obligations. - Conduct client onboarding reviews, including KYC, CDD, EDD, screening, and risk assessments. - Perform ongoing monitoring of client relationships and transactions to identify unusual or suspicious activity. - Investigate potential compliance breaches and financial crime concerns, escalating matters where necessary. - Assist with the preparation and submission of regulatory returns, surveys, and reports. - Conduct compliance monitoring reviews and assess adherence to legal and regulatory requirements. - Monitor regulatory developments and recommend enhancements to policies and procedures. - Support regulatory inspections, audits, and requests from competent authorities. - Deliver compliance and AML/CFT training and promote a strong compliance culture across the business. - Prepare management information and compliance reports for senior management and governance committees. - Work closely with operational teams to identify, assess, and mitigate compliance and financial crime risks.